Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-01936 | 06/30/2016 | Claimant(s): Joseph Pica Claimant Lawyers(s): Richard De Vita Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Robert R. Salman, Richard C. Antonelli, Brian J. Strum Hearing Site: Newark, NJ |  | Expungement |
| 11-00681 | 04/26/2012 | Claimant(s): Beth Turkel Claimant Lawyers(s): Richard De Vita Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David G. Buffa Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ | | Expungement |
| 09-05064 | 11/01/2010 | Claimant(s): Diane Reynolds Claimant Lawyers(s): Richard De Vita Respondent(s): David Dube, Peak Securities Corporation Respondent Lawyers(s): David W. Dube, David Dube Arbitrator(s): Debra G. Speyer, Kathleen K. Murphy, Peter L. Marco Hearing Site: Philadelphia, PA | | $450,330 |
| 09-04809 | 06/08/2010 | Claimant(s): Frederick Visconti, Mary Visconti Claimant Lawyers(s): Richard De Vita Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Deborah Dickstein Arbitrator(s): Brian J. Burstin, James R. MacCrate, Brian R. Cohen Hearing Site: New York, NY | | $0 |