| 17-02202 | 03/19/2018 | Claimant(s): Gabriel Indihar
Claimant Lawyers(s): Adam Gana
Respondent(s): Fenix Securities
Respondent Lawyers(s): Sarah Chaudhry
Arbitrator(s): Brian J. Burstin, Kathleen Mary Hodge, Steven C. Kasarda
Hearing Site: New York, NY
| | |
| 16-00060 | 02/06/2018 | Claimant(s): Carl Osborne III IRA, Carl Osborne III SEP IRA, Susan Osborne SEP IRA
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Meyers, Meyers Associates, L.P.
Respondent Lawyers(s): Bruce Meyers, Gregory S. Sparer
Arbitrator(s): Brian J. Burstin, Charles F. Titterton, Jay Alan Kranis
Hearing Site: New York, NY
|  | $45,425 |
| 16-02298 | 02/10/2017 | Claimant(s): James Tyte, Susan Victoria-Tyte
Claimant Lawyers(s): Susan J. Victoria-Tyte
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Brian J. Burstin
Hearing Site: New York, NY
| | $213 |
| 16-01247 | 11/23/2016 | Claimant(s): Sonal Patney
Claimant Lawyers(s): Sonal Loomba Patney
Respondent(s): Joel Matcovsky, Ralph DiFiore, Chatsworth Securities LLC
Respondent Lawyers(s): Joel J. Matcovsky, Ralph DiFiore
Arbitrator(s): Brian J. Burstin, Gerald M. Levine
Hearing Site: New York, NY
| | |
| 14-02180 | 08/18/2016 | Claimant(s): Melford Fuller
Claimant Lawyers(s): Melford B. Fuller
Respondent(s): Erguis Mertiri, J.P. Morgan Securities
Respondent Lawyers(s): Kenneth F. Berg
Arbitrator(s): Brian J. Burstin, Nancy Plesser Wendell, Syma Sambar Lande
Hearing Site: New York, NY
| | $0 |
| 12-04220 | 09/24/2013 | Claimant(s): Michael Fliegelman
Claimant Lawyers(s): Judith L. Goldsborough
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): John C. Kelly
Arbitrator(s): Brian J. Burstin, John Daly, Eric Steven Greenebaum
Hearing Site: New York, NY
| | |
| 08-02290 | 09/11/2012 | Claimant(s): Sophin Investments S.A.
Claimant Lawyers(s): Barry R. Fischer
Respondent(s): Ezequiel Nasser, Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Capital Services.
Respondent Lawyers(s): Daniel Goldstein, Dominick F. Evangelista, Kenneth I. Schacter
Arbitrator(s): Kenneth L. Lampert, Brian J. Burstin, Myron Kove
Hearing Site: New York, NY
| | $3,632,020 |
| 11-02137 | 07/02/2012 | Claimant(s): Marshall Baron, Funding Evolution Partners LLC
Claimant Lawyers(s): Marshall Baron
Respondent(s): Dennis Grossman, Grossman & Co.
Respondent Lawyers(s): Dennis Grossman
Arbitrator(s): Brian J. Burstin
Hearing Site: New York, NY
| | |
| 10-01922 | 03/13/2012 | Claimant(s): Narayan Madisetti
Claimant Lawyers(s): Richard M. Duignan
Respondent(s): OptionsXpress.
Respondent Lawyers(s): James M. Moriarty
Arbitrator(s): David F. Greenberg, Brian J. Burstin, Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
| | $16,500 |
| 10-03470 | 07/19/2011 | Claimant(s): Alexander A. Flores and Tiziana Rinaldi
Claimant Lawyers(s): Alexander Albert Flores
Respondent(s): Frank Davidson, Matthew Cox
Respondent Lawyers(s): Jill Y. Coen
Arbitrator(s): Brian J. Burstin
Hearing Site: New York, NY
| | $9,691 |
