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FINRA Awards for Kenneth F. Berg

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0218008/18/2016Claimant(s): Melford Fuller
Claimant Lawyers(s): Melford B. Fuller
Respondent(s): Erguis Mertiri, J.P. Morgan Securities
Respondent Lawyers(s): Kenneth F. Berg
Arbitrator(s): Brian J. Burstin, Nancy Plesser Wendell, Syma Sambar Lande
Hearing Site: New York, NY
Checkmark Icon$0
10-0497412/13/2012Claimant(s): Jacques Bernard
Claimant Lawyers(s): David Neuman
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Kenneth F. Berg
Arbitrator(s): Linda M. Granata, Richard E. Blackman, Joseph Michael Librie
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
07-0284109/25/2009Claimant(s): Anthony McPherron, Specialty Orthopedics.
Claimant Lawyers(s): Anthony A. McPherron
Respondent(s): Duane Doroh, Jay Jensen, Philip Bieghler, Investment Planners., Sammons Securities Company
Respondent Lawyers(s): Damian A. Laugher, Joanna J. Cline, Kenneth F. Berg, Martin Q. Ryan, Todd M. Jackett
Arbitrator(s): Peter Ordower, Robert S. Sugarman, Ronald A. Lavery
Hearing Site: Chicago, IL
Checkmark Icon$0
08-0051907/31/2008Claimant(s): Azar Hamid
Claimant Lawyers(s): Mitchell Markowitz
Respondent(s): Vision
Respondent Lawyers(s): Kenneth F. Berg
Arbitrator(s): Richard E. Lerner
Hearing Site: New York, NY
Checkmark Icon$0

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