| 13-01404 | 12/27/2013 | Claimant(s): Elizabeth Duncan, Robert Duncan
Claimant Lawyers(s): David A. Zisser
Respondent(s): Sammons Securities Company
Respondent Lawyers(s): Ryan Probstfeld
Arbitrator(s): Samuel E. Wing, Thaddeus J. Tecza, Ronald L. Lantz
Hearing Site: Denver, CO
|  | Dismissed by Rule 12206 |
| 11-03273 | 08/27/2013 | Claimant(s): NNN One Northlake Place 3, NNN One Chesterfield Place 1, The Estate of Earl G. Matherly
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Sammons Securities Company
Respondent Lawyers(s): Christopher R. Murphy
Arbitrator(s): Lawrence W. Arness, Enrico A. Mazzoli, Robert David Epstein
Hearing Site: Indianapolis, IN
| | Expungement |
| 13-00545 | 08/21/2013 | Claimant(s): Renee Wilson
Claimant Lawyers(s): Renee J. Wilson
Respondent(s): Sammons Securities Company
Respondent Lawyers(s): Andrew Harris
Arbitrator(s): O. Meredith Wilson
Hearing Site: Portland, OR
| | $300 |
| 10-01060 | 03/02/2011 | Claimant(s): Joe Bazzell
Claimant Lawyers(s): Joe M. Bazzell
Respondent(s): Sammons Securities Company
Respondent Lawyers(s): Janene M. Marasciullo
Arbitrator(s): Robert E. Thompson
Hearing Site: San Francisco, CA
| | |
| 07-02841 | 09/25/2009 | Claimant(s): Anthony McPherron, Specialty Orthopedics.
Claimant Lawyers(s): Anthony A. McPherron
Respondent(s): Duane Doroh, Jay Jensen, Philip Bieghler, Investment Planners., Sammons Securities Company
Respondent Lawyers(s): Damian A. Laugher, Joanna J. Cline, Kenneth F. Berg, Martin Q. Ryan, Todd M. Jackett
Arbitrator(s): Peter Ordower, Robert S. Sugarman, Ronald A. Lavery
Hearing Site: Chicago, IL
| | $0 |
