| 13-01404 | 12/27/2013 | Claimant(s): Elizabeth Duncan, Robert Duncan
Claimant Lawyers(s): David A. Zisser
Respondent(s): Sammons Securities Company
Respondent Lawyers(s): Ryan Probstfeld
Arbitrator(s): Samuel E. Wing, Thaddeus J. Tecza, Ronald L. Lantz
Hearing Site: Denver, CO
|  | Dismissed by Rule 12206 |
| 11-00127 | 12/14/2011 | Claimant(s): Darleen Simpson, Norbert Simpson
Claimant Lawyers(s): Thomas J. Wolf
Respondent(s): Michael Abraham
Respondent Lawyers(s): David A. Zisser
Arbitrator(s): James B. Eichberg, Ronald G. Guida, Hazel E. Hanley
Hearing Site: Denver, CO
| | $0 |
| 09-04018 | 05/02/2011 | Claimant(s): Wayne Wolberg
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): Jeffry Eisnaugle, 1st Financial Services
Respondent Lawyers(s): David A. Zisser
Arbitrator(s): Cletus E. Byrne, Ronald G. Guida, Michael A. Ruderman
Hearing Site: Denver, CO
| | $45,000 |
| 08-05026 | 01/20/2011 | Claimant(s): Fox & Company Investments Inc.
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): John Shryack, Steven Gundy, Milkie/Ferguson Investments.
Respondent Lawyers(s): David A. Zisser, Henry J. Ackels
Arbitrator(s): Maxel (Bud) B. Silverberg, James L. Goble, Robert M. Nicoud
Hearing Site: Dallas, TX
| | |
| 06-04378 | 10/05/2007 | Claimant(s): Robert Hoffman
Claimant Lawyers(s): David A. Zisser
Respondent(s): Mark Uselton, Stephen Boruchin, Legacy Trading Co.
Respondent Lawyers(s): Charles E. Wetsel, Stephen P. Boruchin
Arbitrator(s): Darla J. Goodrich, Mary Day Smelser, David William Lopp
Hearing Site: Oklahoma City, OK
| | |
