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FINRA Awards for James L. Goble

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0283812/17/2015Claimant(s): George Shelton
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Andrew R. Park
Arbitrator(s): Maxel (Bud) B. Silverberg, James L. Goble, Jeffrey Richard Chiappetta
Hearing Site: Dallas, TX
Checkmark IconExpungement
08-0502601/20/2011Claimant(s): Fox & Company Investments Inc.
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): John Shryack, Steven Gundy, Milkie/Ferguson Investments.
Respondent Lawyers(s): David A. Zisser, Henry J. Ackels
Arbitrator(s): Maxel (Bud) B. Silverberg, James L. Goble, Robert M. Nicoud
Hearing Site: Dallas, TX

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