21-03031 | 04/19/2023 | Claimant(s): Meredith Campbell Claimant Lawyers(s): Michael Bessette Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Jeffrey Richard Chiappetta, Julie Marie Miller, Albert Bates Wenzell Hearing Site: Dallas, TX
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22-00144 | 10/14/2022 | Claimant(s): Elaine Roumillat, Holly Carroccio Claimant Lawyers(s): Craig M. Warner Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Andrea U. Calve, Jeffrey Richard Chiappetta, Scott F Stains Hearing Site: Dallas, TX
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13-02838 | 12/17/2015 | Claimant(s): George Shelton Claimant Lawyers(s): Steven D. Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Andrew R. Park Arbitrator(s): Maxel (Bud) B. Silverberg, James L. Goble, Jeffrey Richard Chiappetta Hearing Site: Dallas, TX
| | Expungement |
12-00713 | 02/26/2013 | Claimant(s): Charles McCally, Judy McCally, Charles R. McCally Sr, IRA Claimant Lawyers(s): Charles R McCally, Judy L McCally Respondent(s): Optionshouse Respondent Lawyers(s): Lesley G. Smith Arbitrator(s): Arthur H. Geffen, Jeff Abrams, Jeffrey Richard Chiappetta Hearing Site: Dallas, TX
| | $0 |
10-04435 | 03/09/2012 | Claimant(s): Arthur M. Coppola TTEE, Arthur M. Coppola Trust U/A DTD 09/04/96 Claimant Lawyers(s): Charles W. Gameros, David Reese Clouston Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Bank USA Respondent Lawyers(s): Ellen B. Sessions Arbitrator(s): Edwin J. Tomko, Stephen L. Avard, Jeffrey Richard Chiappetta Hearing Site: Dallas, TX
| | $0 |
08-04072 | 03/10/2010 | Claimant(s): Commonwealth Financial Network Claimant Lawyers(s): Michael G. Donovan Respondent(s): David Vorbeck, F. Dunnuck Respondent Lawyers(s): Paul D. Vink Arbitrator(s): Peter L. Pointer, Patrick J. Burley, Jeffrey Richard Chiappetta Hearing Site: Indianapolis, IN
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