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FINRA Awards for Paul D. Vink

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0035502/15/2017Claimant(s): Estate of Betty Ann Eckert, The Betty Ann Eckert Living Trust
Claimant Lawyers(s): Paul D. Vink
Respondent(s): Gregory Bennington, NFP Advisor Services, The Hartfield Company.
Respondent Lawyers(s): Company President, Gara M. Seagraves
Arbitrator(s): G. Donald Steel, Terry F. Peppard, Jonathan B. Gilbert
Hearing Site: Indianapolis, IN
Checkmark Icon$0
14-0375410/25/2016Claimant(s): David Raabe
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Marc Schultz
Respondent Lawyers(s): Paul D. Vink
Arbitrator(s): Donald W. Cohen, G. Marshall Abbey, Preston L. Pugh
Hearing Site: Indianapolis, IN
13-0283703/17/2015Claimant(s): The Estate of Harold Zimmerman
Claimant Lawyers(s): Robert R. Sparks
Respondent(s): John Steffen, Raymond James Financial Services., William Nagy, CFD Investments., Creative Financial Designs.
Respondent Lawyers(s): Erin K. Linehan, Paul D. Vink
Arbitrator(s): Stephen P. Calardo, Gregory P. Szuter, A. Brian McIntosh
Hearing Site: Cincinnati, OH
Checkmark Icon$165,148
08-0407203/10/2010Claimant(s): Commonwealth Financial Network
Claimant Lawyers(s): Michael G. Donovan
Respondent(s): David Vorbeck, F. Dunnuck
Respondent Lawyers(s): Paul D. Vink
Arbitrator(s): Peter L. Pointer, Patrick J. Burley, Jeffrey Richard Chiappetta
Hearing Site: Indianapolis, IN

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