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FINRA Awards for Donald W. Cohen

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0375410/25/2016Claimant(s): David Raabe
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Marc Schultz
Respondent Lawyers(s): Paul D. Vink
Arbitrator(s): Donald W. Cohen, G. Marshall Abbey, Preston L. Pugh
Hearing Site: Indianapolis, IN
10-0069010/05/2011Claimant(s): Regal Securities.
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Randy Millen
Respondent Lawyers(s): Randy Millen
Arbitrator(s): Donald W. Cohen, Linda A. Pawlisz, Sondra Sellars
Hearing Site: Chicago, IL

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