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FINRA Awards for Linda A. Pawlisz

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0069010/05/2011Claimant(s): Regal Securities.
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Randy Millen
Respondent Lawyers(s): Randy Millen
Arbitrator(s): Donald W. Cohen, Linda A. Pawlisz, Sondra Sellars
Hearing Site: Chicago, IL
07-0029510/30/2008Claimant(s): Elaine Heng, Iona Hastings
Claimant Lawyers(s): J. L. Spray
Respondent(s): Brian Schuster, Capital Growth Financial
Respondent Lawyers(s): Brian J. Schuster, Michael Jacobs
Arbitrator(s): Peter Ordower, Philip J. Glick, Linda A. Pawlisz
Hearing Site: Omaha, NE
Checkmark Icon$116,000

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