| 16-00105 | 01/19/2017 | Claimant(s): Russell Day
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Frank Fusco, John Calardo, Legend Securities.
Respondent Lawyers(s): Lawrence R. Gelber, Michael C. Farkas
Arbitrator(s): Sondra Sellars
Hearing Site: Chicago, IL
|  | $300 |
| 13-03342 | 12/17/2015 | Claimant(s): Patricia L. Micucci, Vincent A. Micucci
Claimant Lawyers(s): Gregg Rzepczynski
Respondent(s): Michael McCarthy
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Mark L Miller, Sondra Sellars, Marvin Harold Zelkin
Hearing Site: Chicago, IL
| | Expungement |
| 13-01269 | 05/02/2014 | Claimant(s): Patricia Wimmer
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): David Neilon, Allied Beacon Partners., American Beacon Partners., Beacon Acquisition Partners.
Respondent Lawyers(s): Debra A. Jenks, James Hintz, Robert P. Mather
Arbitrator(s): Jerry D. Mc Cormack, Sondra Sellars, Richard H. Porter
Hearing Site: Milwaukee, WI
| | $0 |
| 13-00806 | 09/12/2013 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Jay M. Israel
Respondent(s): Cesar Rodriguez
Respondent Lawyers(s): Cesar Rodriguez
Arbitrator(s): Sondra Sellars
Hearing Site: Chicago, IL
| | |
| 12-02450 | 07/11/2013 | Claimant(s): Marc Jacobson
Claimant Lawyers(s): Brad J. Pawlowski
Respondent(s): Dennis Browne, Frank Conte
Respondent Lawyers(s): L. Renee Lieux
Arbitrator(s): Sondra Sellars
Hearing Site: Chicago, IL
| | |
| 11-04500 | 11/20/2012 | Claimant(s): Leonard Kayiwa
Claimant Lawyers(s): Leonard M. Kayiwa
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Michael Nathanson, Sondra Sellars, Scott E. Smith
Hearing Site: Chicago, IL
| | $0 |
| 10-00690 | 10/05/2011 | Claimant(s): Regal Securities.
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Randy Millen
Respondent Lawyers(s): Randy Millen
Arbitrator(s): Donald W. Cohen, Linda A. Pawlisz, Sondra Sellars
Hearing Site: Chicago, IL
| | |
| 10-00728 | 07/21/2011 | Claimant(s): Raymond Masiliunas
Claimant Lawyers(s): Sandor L. Grossman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Sondra Sellars
Hearing Site: Chicago, IL
| | Stipulated Award and Expungement |
| 09-05668 | 11/10/2010 | Claimant(s): Jane C. Love IRAA
Claimant Lawyers(s): Meghan McAllister
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Beau Cox
Arbitrator(s): Michael L. Weissman, Sondra Sellars, Martin A. Duncan
Hearing Site: Chicago, IL
| | $1 |
| 09-01386 | 12/15/2009 | Claimant(s): Benjamin Rooks
Claimant Lawyers(s): Jeffrey Grant Brown
Respondent(s): William Blair & Company L.L.C.
Respondent Lawyers(s): Tobias E. Schlueter
Arbitrator(s): Sanford J. Prizant, Sondra Sellars, Irving S. Capitel
Hearing Site: Chicago, IL
| | |
