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FINRA Awards for L. Renee Lieux

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0179310/27/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas Lewis
Respondent(s): Robert Estep
Respondent Lawyers(s): L. Renee Lieux
Arbitrator(s): Alan J. Blocher, Peter Edward Sheridan, Kenneth Mark Jingozian
Hearing Site: Philadelphia, PA
14-0177910/26/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas Lewis
Respondent(s): Kevin Kane, Robert Estep
Respondent Lawyers(s): L. Renee Lieux
Arbitrator(s): Dale A. Pope, Roslyn G. Pollack, Gerald S. Smith
Hearing Site: Philadelphia, PA
12-0245007/11/2013Claimant(s): Marc Jacobson
Claimant Lawyers(s): Brad J. Pawlowski
Respondent(s): Dennis Browne, Frank Conte
Respondent Lawyers(s): L. Renee Lieux
Arbitrator(s): Sondra Sellars
Hearing Site: Chicago, IL

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