Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-01441 | 03/08/2017 | Claimant(s): Rhonda Grallnick Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin Lewis Arbitrator(s): Rochelle K. Kaplan, Laura A. Kaster, Gerald S. Smith Hearing Site: Philadelphia, PA |  | Dismissed by Rule 12206 |
| 14-01779 | 10/26/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Thomas Lewis Respondent(s): Kevin Kane, Robert Estep Respondent Lawyers(s): L. Renee Lieux Arbitrator(s): Dale A. Pope, Roslyn G. Pollack, Gerald S. Smith Hearing Site: Philadelphia, PA |