Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00240 | 11/16/2022 | Claimant(s): Geoffrey Githaiga Claimant Lawyers(s): Geoffrey Githaiga Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kevin Lewis Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC |  | $0 |
| 21-02172 | 01/27/2022 | Claimant(s): Raymond Murdoch Claimant Lawyers(s): Raymond M Murdoch Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kevin Lewis Arbitrator(s): David J. Romanski Hearing Site: Seattle, WA | | $0 |
| 16-01441 | 03/08/2017 | Claimant(s): Rhonda Grallnick Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin Lewis Arbitrator(s): Rochelle K. Kaplan, Laura A. Kaster, Gerald S. Smith Hearing Site: Philadelphia, PA | | Dismissed by Rule 12206 |
| 16-01537 | 11/03/2016 | Claimant(s): Jospeh Serpente Claimant Lawyers(s): Gary Schafkopf Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin Lewis Arbitrator(s): Paul Allan Massaro Hearing Site: Newark, NJ | | $35 |