19-03261 | 05/14/2020 | Claimant(s): Gary Plessl, Kevin Houser Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplan Arbitrator(s): John J. Jordan, Dale A. Pope, Stephen J. Scherf Hearing Site: Philadelphia, PA
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16-00489 | 09/27/2017 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R Greco Respondent(s): Daniel Picinich Respondent Lawyers(s): Clinton Marrs Arbitrator(s): Dale A. Pope, Laura A. Kaster, Andrea Lee Wilson Hearing Site: Philadelphia, PA
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16-01316 | 05/30/2017 | Claimant(s): Barbara Capozzoli Claimant Lawyers(s): Ross David Carmel Respondent(s): Donald Lamson, John Risley, L.O. Thomas & Co. Inc. Respondent Lawyers(s): Marc S. Gottlieb Arbitrator(s): Dale A. Pope, Thomas Benjamin Salzer, Laura A. Kaster Hearing Site: Philadelphia, PA
| | $0 |
14-01779 | 10/26/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Thomas Lewis Respondent(s): Kevin Kane, Robert Estep Respondent Lawyers(s): L. Renee Lieux Arbitrator(s): Dale A. Pope, Roslyn G. Pollack, Gerald S. Smith Hearing Site: Philadelphia, PA
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08-01185 | 07/11/2011 | Claimant(s): Laurence Stone Claimant Lawyers(s): Eric Meyer Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management. Respondent Lawyers(s): Edward W. Larkin, Gene L Small Arbitrator(s): Dale A. Pope, Gordon M. Wase, Jerrilyn G. Marston Hearing Site: Philadelphia, PA
| | $0 |
08-03468 | 10/22/2010 | Claimant(s): Elizabeth Navarra, Josephine Liberta, Nina Craig, Rosalie Dalesio, James and Dorothy Visconti, Katherine and William Capewell, Paul and Angela Ortman, Randall and Maryellen Schell, Robert and Dorothy Heck, Steven and Shirley Kulchinsky Claimant Lawyers(s): E. McCord Clayton Respondent(s): Ameriprise Financial Services., Jeffrey Southard, GunnAllen Financial. Respondent Lawyers(s): Brett A. Berman, Jeffery Joseph Southard, Marc Ellis Arbitrator(s): Dale A. Pope, Kathleen K. Murphy, Walter R. Milbourne Hearing Site: Philadelphia, PA
| | $1,866,900 |
08-04107 | 04/05/2010 | Claimant(s): Alan Wein, Noele Wein, Nolan Services. Claimant Lawyers(s): Michael B. Dubin Respondent(s): Jeffrey Schrader, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Angela A. Turiano, Michael Kalmus Arbitrator(s): Steven T. Stern, Dale A. Pope, David B. Harwi Hearing Site: Philadelphia, PA
| | Expungement |
08-03608 | 11/25/2009 | Claimant(s): Cheryl Radey, Frank Radey, Patricia Radley Claimant Lawyers(s): Frank H. Radey Respondent(s): J. B. Hanauer & Co. Respondent Lawyers(s): Joseph Keenan Arbitrator(s): Jim Geiger, Dale A. Pope, Mary L. Sims Hearing Site: Philadelphia, PA
| | $0 |
08-04794 | 06/26/2009 | Claimant(s): Lincoln Investment Planning. Claimant Lawyers(s): Joshua S. Ganz Respondent(s): Joseph Rentler Respondent Lawyers(s): Joseph John Rentler Arbitrator(s): Dale A. Pope Hearing Site: Pittsburgh, PA
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