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FINRA Awards for Michael B. Dubin

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0410704/05/2010Claimant(s): Alan Wein, Noele Wein, Nolan Services.
Claimant Lawyers(s): Michael B. Dubin
Respondent(s): Jeffrey Schrader, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano, Michael Kalmus
Arbitrator(s): Steven T. Stern, Dale A. Pope, David B. Harwi
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
07-0145804/25/2008Claimant(s): Gerald Kessler
Claimant Lawyers(s): Michael B. Dubin
Respondent(s): Wachovia Securities, Paul Baker
Respondent Lawyers(s): Andrew R. Park, Joseph A. Dougherty
Arbitrator(s): Michael D. Neft, Harold P. Starr, George F. Adams
Hearing Site: Philadelphia, PA

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