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FINRA Awards for Gerald Kessler

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0291004/25/2014Claimant(s): Victoria Blevins
Claimant Lawyers(s): Victoria L. Blevins
Respondent(s): Wells Fargo Advisors, Gerald Kessler
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
Checkmark Icon$2,225
07-0145804/25/2008Claimant(s): Gerald Kessler
Claimant Lawyers(s): Michael B. Dubin
Respondent(s): Wachovia Securities, Paul Baker
Respondent Lawyers(s): Andrew R. Park, Joseph A. Dougherty
Arbitrator(s): Michael D. Neft, Harold P. Starr, George F. Adams
Hearing Site: Philadelphia, PA

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