21-01898 | 03/17/2022 | Claimant(s): William Crull Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons., FSC Securities Corporation, UBS Financial Services Inc. Respondent Lawyers(s): Andrew R. Park, Gregory Curley, John Murphy Arbitrator(s): Brian James Tagtmeier Hearing Site: New Orleans, LA
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20-01237 | 11/16/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Andrew R. Park Respondent(s): John Agostino Respondent Lawyers(s): John S. Agostino Arbitrator(s): David I. Goldblatt, Anthony J. Cetta, James M. Rhodes Hearing Site: New York, NY
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17-03013 | 11/09/2021 | Claimant(s): Laurie Diamond Claimant Lawyers(s): Laurie E. Diamond Respondent(s): Morgan Stanley, Wells Fargo Advisors, Jeffrey Van Demark Respondent Lawyers(s): Andrew R. Park, Irisa Chen, Patricia E. Cowart Arbitrator(s): Pamela H Roderick, Camille S. Cooper, Michael S. Perinelli Hearing Site: New York, NY
| | Expungement |
20-00320 | 05/25/2021 | Claimant(s): Charles Hailey, Karen Hailey Claimant Lawyers(s): Andrew R. Park Respondent(s): Westpark Capital. Respondent Lawyers(s): Julie E. Kamps Arbitrator(s): Carol A. Schuyler, Geoffrey A. Drucker, Tony J Lawrence Hearing Site: Richmond, VA
| | $794,432 |
19-00157 | 10/25/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Andrew R. Park Respondent(s): Charles Coffey Respondent Lawyers(s): Charles Wayne Coffey Arbitrator(s): Tina E. Patterson Hearing Site: Baltimore, MD
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18-02714 | 09/06/2019 | Claimant(s): Andrew Jones Claimant Lawyers(s): Andrew R. Park Respondent(s): Patrick Teutonico, Wesley Clinton, Network 1 Financial Securities Inc. Respondent Lawyers(s): Martin P. Unger Arbitrator(s): Scott A. Schweber, Brandt Leonard Ross, George Pinckney Shingler Hearing Site: Atlanta, GA
| | $276,744 |
13-00039 | 06/19/2018 | Claimant(s): Estate of Marion M. Young, Estate of Seymour R. Young, The Young Family Trust Claimant Lawyers(s): Ford C. Ladd Respondent(s): Christopher Cunningham, Wells Fargo Advisors, Fulcrum Securities Respondent Lawyers(s): Andrew R. Park, Christopher Matthew Cunningham, William P. Behrens Arbitrator(s): David Paul Clark, Carl William Noller, Patricia H. Latham Hearing Site: Washington, DC
| | $127,000 |
17-02254 | 03/13/2018 | Claimant(s): Janice Creasy Claimant Lawyers(s): Andrew R. Park Respondent(s): Jordan Cooper, Andrew Garrett Inc. Respondent Lawyers(s): Barry M. Bordetsky Arbitrator(s): Christopher M. McMurray Hearing Site: Richmond, VA
| | $0 |
14-02588 | 12/23/2015 | Claimant(s): Nicholas Messore Claimant Lawyers(s): Noah B. Peters Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Respondent Lawyers(s): Andrew R. Park Arbitrator(s): Joyce A. Mitchell, Geoffrey A. Drucker, Frank Stanley Piotrkowski Hearing Site: Washington, DC
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13-02838 | 12/17/2015 | Claimant(s): George Shelton Claimant Lawyers(s): Steven D. Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Andrew R. Park Arbitrator(s): Maxel (Bud) B. Silverberg, James L. Goble, Jeffrey Richard Chiappetta Hearing Site: Dallas, TX
| | Expungement |