| 23-01299 | 03/01/2024 | Claimant(s): John Short
Claimant Lawyers(s): William R. Bean
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
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| 23-01059 | 11/09/2023 | Claimant(s): Mark Romaine
Claimant Lawyers(s): Craig A. Riha
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Mark A. Pratzel
Arbitrator(s): Susan Manca
Hearing Site: New York, NY
| | |
| 22-00654 | 04/28/2023 | Claimant(s): Troy Stine
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): A. G. Edwards & Sons., Cetera Advisor Networks LLC
Respondent Lawyers(s): David Feldstein, Deirdre Wolff
Arbitrator(s): Maryanne M. Esser, Irving Sylvester Moses, Stuart Diamond
Hearing Site: Houston, TX
| | |
| 22-01576 | 02/09/2023 | Claimant(s): William Crull
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons., FSC Securities Corporation
Respondent Lawyers(s): Deirdre Wolff, Justin Sacca
Arbitrator(s): Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | |
| 21-02061 | 09/22/2022 | Claimant(s): Sandra Edwards
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
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| 21-02813 | 08/15/2022 | Claimant(s): Shawn Longley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Michael F. Jordan
Hearing Site: Milwaukee, WI
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| 21-01898 | 03/17/2022 | Claimant(s): William Crull
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons., FSC Securities Corporation, UBS Financial Services Inc.
Respondent Lawyers(s): Andrew R. Park, Gregory Curley, John Murphy
Arbitrator(s): Brian James Tagtmeier
Hearing Site: New Orleans, LA
| | |
| 21-01955 | 03/01/2022 | Claimant(s): Patricia Gremore
Claimant Lawyers(s): Patricia A. Gremore
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc., A. G. Edwards & Sons., Wells Fargo Advisors Financial Network, Invesco Distributors.
Respondent Lawyers(s): Amanda Parisi, Anne Gerry, Jeffrey D. Rodgers
Arbitrator(s): Kevin J. Demet
Hearing Site: Milwaukee, WI
|  | Dismissed by Rule 12206 |
| 21-01746 | 02/25/2022 | Claimant(s): William Paschal
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones, A. G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolf, Jonathan W. Hackbarth
Arbitrator(s): Theodore Haynes
Hearing Site: Columbia, SC
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| 20-03223 | 12/17/2021 | Claimant(s): Gerald O'Halloran
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Edward Jones, A. G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff, Jon Hackbarth
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
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