| 23-01665 | 04/25/2024 | Claimant(s): Bradley Grate, David Hamilton, Gary Edwards, Jeffrey Worley, Robert Ertner
Claimant Lawyers(s): Brandon Dei
Respondent(s): Shawn Kinsella, Axos Clearing LLC
Respondent Lawyers(s): Carl S. Burkhalter
Arbitrator(s): Simeon B. Reimonenq
Hearing Site: New Orleans, LA
|  | $0 |
| 22-02278 | 09/18/2023 | Claimant(s): Donovan Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | |
| 22-01576 | 02/09/2023 | Claimant(s): William Crull
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons., FSC Securities Corporation
Respondent Lawyers(s): Deirdre Wolff, Justin Sacca
Arbitrator(s): Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | |
| 21-02716 | 07/20/2022 | Claimant(s): Keith Fontenot
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie Holder
Arbitrator(s): Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | |
| 19-00272 | 10/03/2019 | Claimant(s): Lee Henderson
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | |
| 18-00778 | 01/08/2019 | Claimant(s): Donald Simpson
Claimant Lawyers(s): Nicholas H. Berg
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): Simeon B. Reimonenq, Maryanne M. Esser, Imre Stephen Szalai
Hearing Site: New Orleans, LA
| | $250,495 |
| 18-00867 | 08/20/2018 | Claimant(s): Shirley Bonaventure
Claimant Lawyers(s): Kim Segura Landry
Respondent(s): Ann Singleton
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | $213 |
| 11-00932 | 06/24/2013 | Claimant(s): John Kassel, Kay Hankins (Kassel), Kermit Jones, Rolfe Hankins, John I. Kassel IRA, Rolfe Harris Hankins IRA, Joye H. Steen Rev Trust Dtd 12/14/2004, Joye H. Steen Rev Trust FBO Joye Steen, Kermit V. Jones Jr., TTEE
Claimant Lawyers(s): Judson M. Lee
Respondent(s): Fred Brister III, Hilary Zimmerman, Morgan Stanley, Morgan Stanley & Co., Steven Wyatt
Respondent Lawyers(s): Jamie Berger, Joseph C. Coates
Arbitrator(s): Simeon B. Reimonenq, William Gilbert Faulk, James Albert Hurt
Hearing Site: Jackson, MS
| | $288,440 |
| 11-03202 | 03/20/2013 | Claimant(s): Joseph Lorio
Claimant Lawyers(s): James F. Willeford
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez, Executive Director
Arbitrator(s): Ron C. Christner, Jack Chapline Vaughan, Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | Expungement |
| 12-01333 | 02/04/2013 | Claimant(s): Elta Cheramie
Claimant Lawyers(s): James F. Willeford
Respondent(s): Timothy Armentor, NFP Securities.
Respondent Lawyers(s): Duris L. Holmes
Arbitrator(s): Simeon B. Reimonenq, Clave E. Gill, Francis Frank Fontenot
Hearing Site: New Orleans, LA
| | $0 |
