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FINRA Awards for Executive Director

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0320203/20/2013Claimant(s): Joseph Lorio
Claimant Lawyers(s): James F. Willeford
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez, Executive Director
Arbitrator(s): Ron C. Christner, Jack Chapline Vaughan, Simeon B. Reimonenq
Hearing Site: New Orleans, LA
Checkmark IconExpungement

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