| 14-02679 | 10/20/2015 | Claimant(s): Michael C. Shean, IRA, Suzanne T. Shean, Marcus Wallace or Melinda Wallace
Claimant Lawyers(s): Michael J. Stanley
Respondent(s): Christopher Fulco, Edward Zelezen, Pershing LLC, John Ward, Ronald Artzi
Respondent Lawyers(s): Elizabeth F. Edwards
Arbitrator(s): Ron C. Christner, Robert E. Graves, Brian P. Jakes
Hearing Site: Jackson, MS
|  | Expungement |
| 11-03202 | 03/20/2013 | Claimant(s): Joseph Lorio
Claimant Lawyers(s): James F. Willeford
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez, Executive Director
Arbitrator(s): Ron C. Christner, Jack Chapline Vaughan, Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | Expungement |
| 03-03322 | 03/30/2012 | Claimant(s): F. David and Gloria R. Tutt
Claimant Lawyers(s): Joseph C. Peiffer
Respondent(s): Lawrence Clasby, Clasby Investment Management.
Respondent Lawyers(s): Corporate Legal Department, Lawrence A. Clasby
Arbitrator(s): Ron C. Christner, Michael F. Brown, Robert S. Rooth
Hearing Site: New Orleans, LA
| | $1,200,300 |
| 10-04224 | 12/22/2011 | Claimant(s): George Reech, Joann Reech
Claimant Lawyers(s): James F. Willeford, Jessica M. Vasquez
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Ron C. Christner, Donald K. Eckhardt, John J. Meyer
Hearing Site: New Orleans, LA
| | $12,500 |
| 05-03162 | 12/22/2008 | Claimant(s): James Bailey, Jeri Ghosh, Ken Powell, Leon Hadley, Leonard Gray, Marie Paulzak, Richard Powell, Rick Powell
Claimant Lawyers(s): David L. McGee, George S. Trevor, Jeri M. Ghosh, Marie Josee Paulzak, Peter J. Mougey
Respondent(s): Gary Paulzak, Jayanta Ghosh, Patrick Collins, Spelman & Co..
Respondent Lawyers(s): Gary Paulzak, George D. Fagan, Jayanta Ghosh, Mickey Wright
Arbitrator(s): Ron C. Christner, John J. Meyer, James Francis Donovan
Hearing Site: New Orleans, LA
| | Settlement |
| 05-02554 | 08/15/2007 | Claimant(s): Frances Heaton
Claimant Lawyers(s): Kirk Reasonover
Respondent(s): Hibernia Investments, L.L.C.
Respondent Lawyers(s): Nancy Scott Degan
Arbitrator(s): Ron C. Christner, Dale A. Kaliszeski, W. Patrick Baker
Hearing Site: New Orleans, LA
| | $7,664 |
