| 07-02226 | 07/05/2011 | Claimant(s): Jackie Barker, Mary Ann Paske, Robert L & Ruth R Akers, Dirk E. Zeiters and Lois J. Zeiters, Rudy Kraft and Margaret A. Kraft
Claimant Lawyers(s): David L. McGee, Douglas S. Lyons, William C. Owen
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities
Respondent Lawyers(s): Arthur D. Felsenfeld
Arbitrator(s): Langfred W. White, John A. Torraco, Robert Lewis Matthews
Hearing Site: Tampa, FL
|  | $4,118,020 |
| 05-03162 | 12/22/2008 | Claimant(s): James Bailey, Jeri Ghosh, Ken Powell, Leon Hadley, Leonard Gray, Marie Paulzak, Richard Powell, Rick Powell
Claimant Lawyers(s): David L. McGee, George S. Trevor, Jeri M. Ghosh, Marie Josee Paulzak, Peter J. Mougey
Respondent(s): Gary Paulzak, Jayanta Ghosh, Patrick Collins, Spelman & Co..
Respondent Lawyers(s): Gary Paulzak, George D. Fagan, Jayanta Ghosh, Mickey Wright
Arbitrator(s): Ron C. Christner, John J. Meyer, James Francis Donovan
Hearing Site: New Orleans, LA
| | Settlement |
| 07-02871 | 10/15/2008 | Claimant(s): Thomas Ferencak
Claimant Lawyers(s): David L. McGee
Respondent(s): Joseph Ciliberti, Scottrade.
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): Fred M. Ridolphi, Charles A. Bosworth, Alton B. Lewis
Hearing Site: New Orleans, LA
| | Stipulated Award and Expungement |
