| 11-02801 | 07/24/2014 | Claimant(s): Byron Crawford
Claimant Lawyers(s): George S. Trevor
Respondent(s): Robert Gordon, Twenty-First Securities Corporation
Respondent Lawyers(s): Daniel Gildin
Arbitrator(s): Alan Stamm, Barbara M. Zak, David Zollman
Hearing Site: Los Angeles, CA
|  | $0 |
| 09-03867 | 09/06/2011 | Claimant(s): Patricia Neel
Claimant Lawyers(s): George S. Trevor
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Ellen Sheridan-Cona
Arbitrator(s): Richard L. Rubin, Juleanne A. Thiebaut, Mark R. Topper
Hearing Site: San Francisco, CA
| | $0 |
| 08-01036 | 05/08/2009 | Claimant(s): Bonnie Burdett & Joyce Anthony TTees of
Claimant Lawyers(s): George S. Trevor
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gilbert R. Serota
Arbitrator(s): Helen Marinak Blohm, Bradley C. Mitchell, Fred D. Butler
Hearing Site: San Francisco, CA
| | $0 |
| 05-03162 | 12/22/2008 | Claimant(s): James Bailey, Jeri Ghosh, Ken Powell, Leon Hadley, Leonard Gray, Marie Paulzak, Richard Powell, Rick Powell
Claimant Lawyers(s): David L. McGee, George S. Trevor, Jeri M. Ghosh, Marie Josee Paulzak, Peter J. Mougey
Respondent(s): Gary Paulzak, Jayanta Ghosh, Patrick Collins, Spelman & Co..
Respondent Lawyers(s): Gary Paulzak, George D. Fagan, Jayanta Ghosh, Mickey Wright
Arbitrator(s): Ron C. Christner, John J. Meyer, James Francis Donovan
Hearing Site: New Orleans, LA
| | Settlement |
