| 15-03006 | 04/25/2017 | Claimant(s): Baynes Family Trust, Jack A. and Sarah Cohen Family Trust
Claimant Lawyers(s): Joshua A. Waldman
Respondent(s): Daniel Levin, Oppenheimer & Co..
Respondent Lawyers(s): Ellen Sheridan-Cona
Arbitrator(s): Neil S. Jasper, Michael Joseph Desmond, DeMarlo Matine Sims
Hearing Site: Los Angeles, CA
|  | Expungement |
| 09-05335 | 12/13/2011 | Claimant(s): Nicholas Stefanis
Claimant Lawyers(s): James R. Hubbard
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Ellen Sheridan-Cona
Arbitrator(s): Chandler R Bridges, George S. Willingham, Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | |
| 09-03867 | 09/06/2011 | Claimant(s): Patricia Neel
Claimant Lawyers(s): George S. Trevor
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Ellen Sheridan-Cona
Arbitrator(s): Richard L. Rubin, Juleanne A. Thiebaut, Mark R. Topper
Hearing Site: San Francisco, CA
| | $0 |
| 09-05562 | 05/05/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Ellen Sheridan-Cona
Respondent(s): Mitchell Kahn
Respondent Lawyers(s): Lawrence B. Khan
Arbitrator(s): Linda T. Pellegrino, Rick F. Suppa, Simone A. Muscarnera
Hearing Site: Newark, NJ
| | |
| 09-05630 | 03/25/2011 | Claimant(s): Exemption B-2 Wohl Family Trust, The Wohl Family Trust
Claimant Lawyers(s): Steven L. Miller
Respondent(s): Gregory Iglow, Oppenheimer & Co.., Michael Rosenmayer
Respondent Lawyers(s): Ellen Sheridan-Cona
Arbitrator(s): Neil S. Jasper, Arthur T. Berggren, Mason A. Dinehart
Hearing Site: Los Angeles, CA
| | Expungement |
| 08-04310 | 10/26/2010 | Claimant(s): Alexis Miron
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): CIBC World Markets Corp., Oppenheimer & Co..
Respondent Lawyers(s): Ellen Sheridan-Cona, Lloyd C. Clareman
Arbitrator(s): Howard J. Stiefel, Joseph W. Lodato, Elizabeth Elster Granville
Hearing Site: New York, NY
| | |
| 09-02279 | 07/28/2010 | Claimant(s): Joseph Sproviero
Claimant Lawyers(s): David Liebrader
Respondent(s): Oppenheimer & Co.., Kevin Fay
Respondent Lawyers(s): Ellen Sheridan-Cona
Arbitrator(s): Daniel J. McCarthy, Piedad A. Bernikow, Gerald Joseph Coughlin
Hearing Site: Newark, NJ
| | $0 |
