| 13-00183 | 08/03/2016 | Claimant(s): Marshall Weingarden
Claimant Lawyers(s): Philip L. Guarino
Respondent(s): Seongtaek Hahn, PNC Investments LLC
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
|  | $0 |
| 15-00251 | 10/20/2015 | Claimant(s): Keith Steidle
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Nationwide Planning Associates Inc.
Respondent Lawyers(s): Michael J. Karalewich
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
| | |
| 14-00877 | 03/30/2015 | Claimant(s): Carmelo Corsello
Claimant Lawyers(s): James Kirtland
Respondent(s): Michael Kelly, Regal Securities.
Respondent Lawyers(s): Alan M. Wolper, Michael John Kelly
Arbitrator(s): Charles A. Crocco, Linda T. Pellegrino, Paul Allan Massaro
Hearing Site: Newark, NJ
| | $0 |
| 12-03403 | 12/06/2013 | Claimant(s): William Ayers
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): James Clarke, Philip Weyhe
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Linda T. Pellegrino, Robert J. McDonnell, Gregory Stuart Berke
Hearing Site: Newark, NJ
| | $0 |
| 12-03885 | 08/12/2013 | Claimant(s): Aida Osinski-Lipschitz
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Robert Cosentino
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Linda T. Pellegrino, Peter L. Michaelson, Joan Dawn Hogarth
Hearing Site: Newark, NJ
| | Expungement |
| 12-01477 | 08/07/2013 | Claimant(s): Gloria Gambardella
Claimant Lawyers(s): Samantha Tesser Haimo
Respondent(s): Raymond James Financial Services., Suzanne Moore
Respondent Lawyers(s): Terrence A. Bostic
Arbitrator(s): Alan James Jacoby, Linda T. Pellegrino, Mia Scanga
Hearing Site: Newark, NJ
| | $0 |
| 12-00057 | 05/15/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Frank Fava
Respondent Lawyers(s): Frank Jerry Fava
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
| | |
| 12-01881 | 04/25/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Timothy Mcaloon
Respondent Lawyers(s): Timothy Joseph McAloon
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
| | |
| 09-04977 | 02/01/2013 | Claimant(s): The Urban Child Institute
Claimant Lawyers(s): Caroline Smith Gidiere
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): James F. Carlson, Linda T. Pellegrino, Martha Jeanne Wilcoxson
Hearing Site: Memphis, TN
| | $0 |
| 10-03909 | 09/27/2012 | Claimant(s): First Allied Securities.
Claimant Lawyers(s): Anne K. Yannakakis
Respondent(s): Douglas Bohrer
Respondent Lawyers(s): Douglas Bohrer
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
| | |
