| 22-00585 | 09/26/2022 | Claimant(s): Keith Steidle
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Northwestern Mutual Investment Services
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
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| 18-03926 | 05/16/2019 | Claimant(s): Keith Steidle
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Nationwide Planning Associates Inc.
Respondent Lawyers(s): Michael J. Karalewich
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
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| 18-00447 | 07/19/2018 | Claimant(s): Keith Steidle
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Nationwide Planning Associates Inc.
Respondent Lawyers(s): Michael J. Karalewich
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
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| 15-03222 | 07/27/2016 | Claimant(s): Keith Steidle
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Nationwide Planning Associates Inc.
Respondent Lawyers(s): Michael J. Karalewich
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
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| 15-00251 | 10/20/2015 | Claimant(s): Keith Steidle
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Nationwide Planning Associates Inc.
Respondent Lawyers(s): Michael J. Karalewich
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
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| 14-00408 | 10/27/2014 | Claimant(s): Keith Steidle
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): PLC Design. 401K Plan
Respondent Lawyers(s): Robert G. Varkonyi
Arbitrator(s): David M. Panko, Michael P. Marryshow, Donald S. Bauman
Hearing Site: Philadelphia, PA
| | Expungement |
| 14-00358 | 09/30/2014 | Claimant(s): Keith Steidle
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma
Arbitrator(s): Joan M. Traub, Alan Funk, David Morris Weiss
Hearing Site: Newark, NJ
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| 11-03923 | 05/24/2013 | Claimant(s): Obsidian Financial Group, Llc
Claimant Lawyers(s): Martin P. Unger
Respondent(s): Keith Steidle
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Yvonne F. Rocco, S. Charles Tabak, Jay Alan Kranis
Hearing Site: Newark, NJ
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| 11-04814 | 08/23/2012 | Claimant(s): Keith Steidle
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): Bernard M. Levine, Michael A. Ruderman, Philip Boyd Wisener
Hearing Site: Newark, NJ
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| 11-01414 | 01/18/2012 | Claimant(s): Keith Steidle
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Norman L. Tolle
Arbitrator(s): Edward W. Morris, Frank Masi, Paul Allan Massaro
Hearing Site: Newark, NJ
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