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FINRA Awards for Alan Funk

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0259605/20/2015Claimant(s):
Claimant Lawyers(s):
Respondent(s): Antonietta Acanfora, Arthur Tambaro, Bruce Levitus, Craig Vollono, Erica Mcginnis, Gregory Curley, Hal Gilbert, James Bodovitz, Jerome Murphy, Royal Alliance Associates., Joseph Neary, Justin Sacca, Kevin Danaher, Noah Sorkin, Ralph Roth, Randall Epright, Stacey Savitsky
Respondent Lawyers(s): Jonathan Thau
Arbitrator(s): Julian F. Santos, Alan Funk, Edward James O'Dowd
Hearing Site: Newark, NJ
14-0035809/30/2014Claimant(s): Keith Steidle
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma
Arbitrator(s): Joan M. Traub, Alan Funk, David Morris Weiss
Hearing Site: Newark, NJ

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