| 18-01204 | 08/19/2020 | Claimant(s): Catherine C Meiresonne IRA, Michael L Meiresonne IRA, Industrial Quick Search DBP
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): Regal Securities.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Matthew W. Schlegel, Gerald W. Hepp, Sandra Franklin
Hearing Site: Detroit, MI
|  | $0 |
| 18-01515 | 08/08/2019 | Claimant(s): Jay Hu
Claimant Lawyers(s): Jay Z Hu
Respondent(s): Regal Securities.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Erik R. Siering, Andrew M. Mintzer, David L. Moran
Hearing Site: Las Vegas, NV
| | $0 |
| 14-00877 | 03/30/2015 | Claimant(s): Carmelo Corsello
Claimant Lawyers(s): James Kirtland
Respondent(s): Michael Kelly, Regal Securities.
Respondent Lawyers(s): Alan M. Wolper, Michael John Kelly
Arbitrator(s): Charles A. Crocco, Linda T. Pellegrino, Paul Allan Massaro
Hearing Site: Newark, NJ
| | $0 |
| 13-03231 | 02/04/2015 | Claimant(s): Lila Luttrell
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): George Bokios, Regal Securities.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Blaine Smith, Richard J. Stall, Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-00980 | 03/20/2013 | Claimant(s): Regal Securities.
Claimant Lawyers(s): Nathan R. Howard
Respondent(s): John Cavanaugh
Respondent Lawyers(s): John Anthony Cavanaugh
Arbitrator(s): James A. Hayes
Hearing Site: Kansas City, MO
| | |
| 10-00690 | 10/05/2011 | Claimant(s): Regal Securities.
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Randy Millen
Respondent Lawyers(s): Randy Millen
Arbitrator(s): Donald W. Cohen, Linda A. Pawlisz, Sondra Sellars
Hearing Site: Chicago, IL
| | |
| 09-03902 | 03/24/2011 | Claimant(s): Bridget Crudo, Eva Crudo
Claimant Lawyers(s): Eva Crudo
Respondent(s): Paula Branum, Robyn O'Hara, Regal Securities.
Respondent Lawyers(s): Gina Bokios, Paula Deanna Branum, Robyn Lynn O'Hara
Arbitrator(s): John R. Pepe, S. Charles Tabak, Martin R. Cramer
Hearing Site: Newark, NJ
| | $159,120 |
| 08-00477 | 11/12/2009 | Claimant(s): Regal Securities.
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Irving Martinez, Jaime Rodriguez
Respondent Lawyers(s): Irving A. Martinez, Jaime Rodriguez
Arbitrator(s): Edward Buscemi
Hearing Site: New York, NY
| | |
| 07-03337 | 12/18/2008 | Claimant(s): J.P. Turner & Company, L.L.C., Regal Securities.
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Intelligentias.
Respondent Lawyers(s): Ian Rice
Arbitrator(s): Ronald A. Lavery, Charles A. Ferris, Allan H. Marx
Hearing Site: Chicago, IL
| | |
