13-01790 | 03/24/2015 | Claimant(s): Larry Davis and Barbara Davis, JTTEN Claimant Lawyers(s): Debra A. Jenks Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert L. Agusto, Ronald A. Lavery, Michael I. White Hearing Site: Chicago, IL
| | Expungement |
11-01411 | 11/26/2012 | Claimant(s): James Berggren, Patricia Berggren Claimant Lawyers(s): James J. Moylan Respondent(s): Hugo Long, Morgan Stanley & Co. Respondent Lawyers(s): Gregory B. Simon Arbitrator(s): Robert C. Bonges, Robert S. Sugarman, Ronald A. Lavery Hearing Site: Chicago, IL
| | $52,065 |
07-02841 | 09/25/2009 | Claimant(s): Anthony McPherron, Specialty Orthopedics. Claimant Lawyers(s): Anthony A. McPherron Respondent(s): Duane Doroh, Jay Jensen, Philip Bieghler, Investment Planners., Sammons Securities Company Respondent Lawyers(s): Damian A. Laugher, Joanna J. Cline, Kenneth F. Berg, Martin Q. Ryan, Todd M. Jackett Arbitrator(s): Peter Ordower, Robert S. Sugarman, Ronald A. Lavery Hearing Site: Chicago, IL
| | $0 |
07-03337 | 12/18/2008 | Claimant(s): J.P. Turner & Company, L.L.C., Regal Securities. Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Intelligentias. Respondent Lawyers(s): Ian Rice Arbitrator(s): Ronald A. Lavery, Charles A. Ferris, Allan H. Marx Hearing Site: Chicago, IL
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06-03584 | 08/01/2008 | Claimant(s): Clyde Bridgeman Claimant Lawyers(s): Alan F. Block Respondent(s): Michael Camp, Joseph Gunnar & Co. Respondent Lawyers(s): John E. Lawlor Arbitrator(s): Ronald A. Lavery, David John Diersen, Michael S. Jordan Hearing Site: Chicago, IL
| | $107,000 |
07-02216 | 07/03/2008 | Claimant(s): Howe Barnes Hoefer & Arnett. Claimant Lawyers(s): David T.B. Audley Respondent(s): Ronald Smith Respondent Lawyers(s): Paul J. Sussman Arbitrator(s): Ronald A. Lavery Hearing Site: Chicago, IL
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06-01341 | 04/07/2008 | Claimant(s): Mark Frommer Claimant Lawyers(s): William J. Serritella Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Steven B. Varick Arbitrator(s): John K. Notz, Ronald A. Lavery, Joseph FitzSimmons Hearing Site: Chicago, IL
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07-00017 | 02/22/2008 | Claimant(s): John Terzis Claimant Lawyers(s): John J. Lynch Respondent(s): Joseph Johnson Respondent Lawyers(s): John S. Burke Arbitrator(s): Ronald A. Lavery, Phillips M. Montross, Elsa Mannarelli Miller Hearing Site: Chicago, IL
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