Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-07271 | 07/21/2011 | Claimant(s): Roger Fross Claimant Lawyers(s): Adam J. Gana Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gordon C. Young Arbitrator(s): John K. Notz, Ann Wilhelmina Kuppe, Elena P. Anastasiou Hearing Site: Chicago, IL |  | Expungement |
| 09-02188 | 10/07/2010 | Claimant(s): John Patience, The John Patience Trust Claimant Lawyers(s): James L. Kopecky, Kevin M. Flynn Respondent(s): Jefferies & Company., Jefferies Investment Advisers Respondent Lawyers(s): Matthew C. Applebaum Arbitrator(s): John K. Notz, Henry G. Nothnagel, Samuel B. Garber Hearing Site: Chicago, IL | | $0 |
| 06-01341 | 04/07/2008 | Claimant(s): Mark Frommer Claimant Lawyers(s): William J. Serritella Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Steven B. Varick Arbitrator(s): John K. Notz, Ronald A. Lavery, Joseph FitzSimmons Hearing Site: Chicago, IL |