| 21-01511 | 03/08/2024 | Claimant(s): Concorde Investment Services
Claimant Lawyers(s): James S. Rollins
Respondent(s): Lori Kamen, Aurora Securities
Respondent Lawyers(s): Paul Machesky
Arbitrator(s): Jeffry M. Bauer, Ann Wilhelmina Kuppe, Suzanne L. Ulicny
Hearing Site: Detroit, MI
| | |
| 19-00438 | 01/29/2020 | Claimant(s): Elizabeth Foley, Erik Brenner
Claimant Lawyers(s): Thomas M. Campbell
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): John T. Sullivan
Arbitrator(s): Patrick R. Sughroue, Ann Wilhelmina Kuppe, Sandra Franklin
Hearing Site: Detroit, MI
| | |
| 16-03214 | 05/17/2017 | Claimant(s): Daryl Debol
Claimant Lawyers(s): David R. Hudson
Respondent(s): George Case, Sharon Case
Respondent Lawyers(s): George Case, Sharon Case
Arbitrator(s): Jeffry M. Bauer, Patrick R. Sughroue, Ann Wilhelmina Kuppe
Hearing Site: Detroit, MI
| | Expungement |
| 12-00050 | 07/20/2012 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Kelly Chapman
Respondent Lawyers(s): Kelly Chapman
Arbitrator(s): Mary Beth Wheeler, Rody P. Biggert, Ann Wilhelmina Kuppe
Hearing Site: Chicago, IL
| | Expungement |
| 10-00048 | 05/17/2012 | Claimant(s): John Galinsky
Claimant Lawyers(s): Michael J. Lohnes
Respondent(s): Dwight Badger, Keith Daubenspeck, Advanced Equities.
Respondent Lawyers(s): Jeffrey S. Fowler
Arbitrator(s): Ann Wilhelmina Kuppe, Richard J. Belmonte, Glenn A. Zipp
Hearing Site: Chicago, IL
| | |
| 09-07271 | 07/21/2011 | Claimant(s): Roger Fross
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): John K. Notz, Ann Wilhelmina Kuppe, Elena P. Anastasiou
Hearing Site: Chicago, IL
|  | Expungement |
