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FINRA Awards for Kelly Chapman

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0005007/20/2012Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Kelly Chapman
Respondent Lawyers(s): Kelly Chapman
Arbitrator(s): Mary Beth Wheeler, Rody P. Biggert, Ann Wilhelmina Kuppe
Hearing Site: Chicago, IL
Expungement

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