| 19-00199 | 07/07/2022 | Claimant(s): Pearl Michaels
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Henley & Company LLC, Henley & Company Wealth Management LLC
Respondent Lawyers(s): Thomas M. Campbell
Arbitrator(s): Vincent C. Pangia, Edward F. Zagajeski, Gary Stuart Alpert
Hearing Site: New York, NY
|  | $0 |
| 19-00438 | 01/29/2020 | Claimant(s): Elizabeth Foley, Erik Brenner
Claimant Lawyers(s): Thomas M. Campbell
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): John T. Sullivan
Arbitrator(s): Patrick R. Sughroue, Ann Wilhelmina Kuppe, Sandra Franklin
Hearing Site: Detroit, MI
| | |
| 14-01452 | 03/30/2015 | Claimant(s): Saundra Armstrong
Claimant Lawyers(s): Thomas M. Campbell
Respondent(s): Robert Colangelo, Brookview Capital LLC
Respondent Lawyers(s): Howard Schragin
Arbitrator(s): Christine Moore, Antonio Concepcion, Kevin P. Feerick
Hearing Site: New York, NY
| | |
| 11-01925 | 06/29/2012 | Claimant(s): Lynda Moecker, Morgan Hall Wilson Trust
Claimant Lawyers(s): George Royster
Respondent(s): Royal Alliance Associates., Morton Potoff, MJP Associates.
Respondent Lawyers(s): Thomas M. Campbell
Arbitrator(s): Bennett A. Hall, Edward Allison Downe, John Charles Kovarik
Hearing Site: Hartford, CT
| | $130,090 |
| 10-02592 | 09/27/2011 | Claimant(s): June Shore, June F. Shore IRA FBO June F. Shore, The June F. Shore Living Trust
Claimant Lawyers(s): Thomas M. Campbell
Respondent(s): Gary Gardner, Life Wealth Advisors.
Respondent Lawyers(s): Alan W. Sparer, Kevin H. Lewis
Arbitrator(s): William Ziering, Thomas C. McNally, John B. Weingart
Hearing Site: San Francisco, CA
| | Stipulated Award |
| 09-01969 | 02/08/2011 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Cliff G. Anderson
Respondent(s): Christian Quege
Respondent Lawyers(s): Thomas M. Campbell
Arbitrator(s): David L. Binhak, Jeffrey G. Sommers, Madelyn A. Levy
Hearing Site: New York, NY
| | |
| 09-00740 | 05/19/2010 | Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Thomas M. Campbell
Respondent(s): Charles Stevens, Darin Stevens
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): A. Keith Logue, Fredrick T.W. Reed, Robert A. Dean
Hearing Site: Atlanta, GA
| | |
| 08-02018 | 04/16/2009 | Claimant(s): Holly Angell Hardman, Trustee
Claimant Lawyers(s): Ari J. Hoffman
Respondent(s): Arthur Grossbard, Royal Alliance Associates.
Respondent Lawyers(s): Thomas M. Campbell
Arbitrator(s): June Y. Kilmarx, Howard M. Miller, Peter Svorinic
Hearing Site: Boston, MA
| | $0 |
