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FINRA Awards for Brody W. Weichbrodt

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0132608/08/2014Claimant(s): Oral Sekendur
Claimant Lawyers(s): Oral Sekendur
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): Frederic M. Rizzo, Ralph M. Goren, Michael J. Rappa
Hearing Site: Chicago, IL
Checkmark Icon$0
11-0294705/17/2013Claimant(s): Paragon Reserve Company, Texas PGI.
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): Preston A. Trimble, Andrea U. Calve, Joseph G. Werner
Hearing Site: Dallas, TX
Checkmark Icon$1,057,670
08-0207204/25/2013Claimant(s): Warner Group.
Claimant Lawyers(s): Barry K. Lake
Respondent(s): Citigroup Global Markets., John Spies
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): Jeffrey M. Bain, Donald F. Shiffermiller, Albert Bernard Kerkhove
Hearing Site: Omaha, NE
09-0680709/24/2012Claimant(s): Richard Barrett
Claimant Lawyers(s): Patrick Baldwin
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): Dorothy B. Strackbein, Nancy G. Harris, Daniel David Kopman
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
10-0403412/14/2011Claimant(s): Thomas Styczen
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Wells Fargo Advisors, Robert Schrieber
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): Jonathan Gorman Cook, Jonathan B. Gilbert, G. Marshall Abbey
Hearing Site: Chicago, IL
09-0406609/07/2010Claimant(s): The Estate of John F. Mann
Claimant Lawyers(s): Charles D. Koehler
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): Jerry D. Mc Cormack, Kevin J. Demet, Scott T. Silker
Hearing Site: Milwaukee, WI
Checkmark Icon$0
09-0074005/19/2010Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Thomas M. Campbell
Respondent(s): Charles Stevens, Darin Stevens
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): A. Keith Logue, Fredrick T.W. Reed, Robert A. Dean
Hearing Site: Atlanta, GA

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