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FINRA Awards for G. Marshall Abbey

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Displaying 10 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0119407/13/2017Claimant(s): Rick Konecny
Claimant Lawyers(s): Rick Douglas Konecny
Respondent(s): J.P. Morgan Securities, JPMorgan Chase Bank, N.A.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Steven H. Vogel, Susanne J. Hollander, G. Marshall Abbey
Hearing Site: Chicago, IL
14-0375410/25/2016Claimant(s): David Raabe
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Marc Schultz
Respondent Lawyers(s): Paul D. Vink
Arbitrator(s): Donald W. Cohen, G. Marshall Abbey, Preston L. Pugh
Hearing Site: Indianapolis, IN
15-0041504/25/2016Claimant(s): Chanan Mandel
Claimant Lawyers(s): Chanan Mandel
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): John J. Nielands
Arbitrator(s): Henry Kirke Cushing, Richard A. Berman, G. Marshall Abbey
Hearing Site: Chicago, IL
Checkmark Icon$0
14-0338408/12/2015Claimant(s): Reliastar Life Insurance Company, Voya America Equities.
Claimant Lawyers(s): Hillard M. Sterling
Respondent(s): James Boldischar
Respondent Lawyers(s): Diana C. Taylor
Arbitrator(s): Philip J. Glick, G. Marshall Abbey, Alfonso Cobb
Hearing Site: Chicago, IL
13-0367503/31/2015Claimant(s): Richard Bergdahl, Richard G. Bergdahl IRA
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Money Concepts Capital Corp
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Leon Fox, Debra J. Tucker, G. Marshall Abbey
Hearing Site: Chicago, IL
Checkmark IconExpungement
13-0339202/06/2015Claimant(s): Hans Taulien, Irene Taulien
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): G. Marshall Abbey
Hearing Site: Chicago, IL
Checkmark IconExpungement
13-0369406/24/2014Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Kris Stelzner
Respondent Lawyers(s): Kris Stanley Stelzner
Arbitrator(s): G. Marshall Abbey
Hearing Site: Chicago, IL
12-0076306/21/2013Claimant(s): Benjamin Hutchen
Claimant Lawyers(s): Jeffrey Patton
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Brian J. Poronsky
Arbitrator(s): Richard G Clemens, Melvin Eugene Miller, G. Marshall Abbey
Hearing Site: Chicago, IL
12-0190705/15/2013Claimant(s): Nicholas Nayak
Claimant Lawyers(s): Peter J. Berman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): G. Marshall Abbey
Hearing Site: Chicago, IL
Checkmark Icon$20,648
11-0023709/04/2012Claimant(s): Metropolitan Bank Group., NC Bancorp.
Claimant Lawyers(s): Benjamin D. Reichard
Respondent(s): Jack Whitaker, Suntrust Robinson Humphrey.
Respondent Lawyers(s): David L. Balser
Arbitrator(s): Thomas F. Mahoney, Susanne J. Hollander, G. Marshall Abbey
Hearing Site: Chicago, IL
Checkmark IconExpungement

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