Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01074 | 05/23/2024 | Claimant(s): Kay Klein, Roy Klein Claimant Lawyers(s): Christopher Lufrano Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Rebecca Swenson Arbitrator(s): Sal Presti, Gregory G. Gocek, Debra J. Tucker Hearing Site: Chicago, IL |  | Expungement |
| 13-03675 | 03/31/2015 | Claimant(s): Richard Bergdahl, Richard G. Bergdahl IRA Claimant Lawyers(s): Robert H. Rex Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Leon Fox, Debra J. Tucker, G. Marshall Abbey Hearing Site: Chicago, IL | | Expungement |
| 08-01652 | 05/06/2010 | Claimant(s): Mesirow Financial Holdings., Mesirow Financial Invesment Managment,, Mesirow Financial. Claimant Lawyers(s): Scott Vold Respondent(s): David Copeland, Neal Price, Strategic Wealth Partners Respondent Lawyers(s): Tiffany C. Woodie Arbitrator(s): Doris H. Geck, Richard J. Belmonte, Debra J. Tucker Hearing Site: Chicago, IL |