Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01074 | 05/23/2024 | Claimant(s): Kay Klein, Roy Klein Claimant Lawyers(s): Christopher Lufrano Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Rebecca Swenson Arbitrator(s): Sal Presti, Gregory G. Gocek, Debra J. Tucker Hearing Site: Chicago, IL |  | Expungement |
| 23-02242 | 02/12/2024 | Claimant(s): Jonathan Socha Claimant Lawyers(s): Jonathan Socha Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Rebecca Swenson Arbitrator(s): Andrew M. Mintzer Hearing Site: Denver, CO | | $0 |
| 22-02116 | 02/02/2024 | Claimant(s): Dean Reeves Claimant Lawyers(s): William Thomas Lacy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Rebecca Swenson Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA | | $0 |
| 12-01485 | 12/18/2013 | Claimant(s): Gaile Withers Claimant Lawyers(s): Cynthia R. Levin Moulton Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rebecca Swenson Arbitrator(s): Jeffrey R. Jury, Michael S. Yauch, Michael Louis Goldstone Hearing Site: Houston, TX | | Expungement |
| 13-01029 | 11/08/2013 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Rebecca Swenson Respondent(s): Lynn Blankenberger Respondent Lawyers(s): Lynn Blankenberger Arbitrator(s): Frances D. Sheehy, Howard Bernstein, Doug Campbell Hearing Site: Boca Raton, FL | Expungement |