| 23-00050 | 06/24/2024 | Claimant(s): Daniel Prielipp, Eddie Yaklin, Miguel Tavarez, Robert McCall
Claimant Lawyers(s): Brandon Dei
Respondent(s): Bernard Jasmin, Daniel Otoya, Hakim Donadelle, Kevin Chen, Serge Parakhnevich, Steros Christoforou, Vladimiro Panichi, PHX Financial.
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Christian A. Bourgeacq, Daniel D. Hill, Michael Louis Goldstone
Hearing Site: Houston, TX
|  | $0 |
| 21-01497 | 09/23/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Patrick J. Bradley
Respondent(s): Ricardo Turlan
Respondent Lawyers(s): Ricardo Turlan
Arbitrator(s): Michael Louis Goldstone
Hearing Site: Houston, TX
| | |
| 20-01159 | 07/29/2020 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Patrick J. Bradley
Respondent(s): Roger Graham
Respondent Lawyers(s): Roger Ainsworth Graham
Arbitrator(s): Michael Louis Goldstone
Hearing Site: Houston, TX
| | |
| 18-02543 | 04/05/2019 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Brandon K. Hemley
Respondent(s): Joseph Talafous
Respondent Lawyers(s): Joseph A Talafous
Arbitrator(s): Michael Louis Goldstone
Hearing Site: Houston, TX
| | $0 |
| 16-01885 | 12/27/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Jose Landin
Respondent Lawyers(s): Jose A. Landin
Arbitrator(s): Michael Louis Goldstone
Hearing Site: Houston, TX
| | |
| 14-00793 | 04/01/2015 | Claimant(s): Armin Jezari
Claimant Lawyers(s): Nelson S. Ebaugh
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Sherry R. Wetsch, Joshua D. Wallach, Michael Louis Goldstone
Hearing Site: Houston, TX
| | $0 |
| 13-01827 | 01/27/2015 | Claimant(s): Deborah Medellin, Hector Medellin
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Samuel Nelson-Archer
Respondent Lawyers(s): Robert L. Horn
Arbitrator(s): Malcolm Edwin Whittaker, Clark Willis Richards, Michael Louis Goldstone
Hearing Site: Houston, TX
| | $17,486 |
| 12-01485 | 12/18/2013 | Claimant(s): Gaile Withers
Claimant Lawyers(s): Cynthia R. Levin Moulton
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca Swenson
Arbitrator(s): Jeffrey R. Jury, Michael S. Yauch, Michael Louis Goldstone
Hearing Site: Houston, TX
| | Expungement |
| 12-02695 | 11/11/2013 | Claimant(s): Donna Ross, Glenda Donoho
Claimant Lawyers(s): Lance C. Arney
Respondent(s): Financial Synergies Asset Management, In
Respondent Lawyers(s): Erin C. Villasenor
Arbitrator(s): Jeff Kilgore, Jeffrey R. Jury, Michael Louis Goldstone
Hearing Site: Houston, TX
| | $0 |
