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FINRA Awards for Kevin Chen

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0005006/24/2024Claimant(s): Daniel Prielipp, Eddie Yaklin, Miguel Tavarez, Robert McCall
Claimant Lawyers(s): Brandon Dei
Respondent(s): Bernard Jasmin, Daniel Otoya, Hakim Donadelle, Kevin Chen, Serge Parakhnevich, Steros Christoforou, Vladimiro Panichi, PHX Financial.
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Christian A. Bourgeacq, Daniel D. Hill, Michael Louis Goldstone
Hearing Site: Houston, TX
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23-0274005/16/2024Claimant(s): Donald Durando
Claimant Lawyers(s): Joshua Kons
Respondent(s): PHX Financial.
Respondent Lawyers(s): Kevin Chen
Arbitrator(s): Laura Carraher, Nancy Kramer, Maurice W Heller
Hearing Site: New York, NY

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