| 20-03798 | 03/24/2022 | Claimant(s): B. Bryant, Memorial Rock Investments L.P.
Claimant Lawyers(s): Lance C. Arney
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Daniel J. Pagnano, Elena DiIorio, Bartlett Michael Sheinberg
Hearing Site: Houston, TX
|  | $1,184,210 |
| 20-01181 | 08/20/2021 | Claimant(s): Brandon Dabdoub, McKenzee Dabdoub
Claimant Lawyers(s): Lance C. Arney
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Thomas A. Martin, G. Maynard Green, Andrea Joan Douglas
Hearing Site: Houston, TX
| | Expungement |
| 16-00891 | 08/04/2017 | Claimant(s): Linda Attwood, Scott Attwood, Trustee of the Linda, Scott R. Attwood, Trustee of the Scott
Claimant Lawyers(s): Kevin Edmundson
Respondent(s): UBS Financial Services Inc., Zahir Walji
Respondent Lawyers(s): Coren H. Stern, Lance C. Arney
Arbitrator(s): Leslie Bernard Jallans, Julie Marie Miller, Kimberlee Kovach
Hearing Site: Houston, TX
| | $0 |
| 15-02414 | 03/22/2016 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Robert K. Jamieson
Respondent(s): Imtiaz Chowdhury
Respondent Lawyers(s): Lance C. Arney
Arbitrator(s): Maryanne M. Esser
Hearing Site: Houston, TX
| | |
| 12-02755 | 07/17/2014 | Claimant(s): Alberto Herz, Rosa Benedetti, Rosalba Capital, LTD
Claimant Lawyers(s): Lance C. Arney
Respondent(s): Javier Naselli, Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Seth L. Finkel, Michael P. Schiff, Harry Albirt
Hearing Site: Miami, FL
| | Expungement |
| 12-02695 | 11/11/2013 | Claimant(s): Donna Ross, Glenda Donoho
Claimant Lawyers(s): Lance C. Arney
Respondent(s): Financial Synergies Asset Management, In
Respondent Lawyers(s): Erin C. Villasenor
Arbitrator(s): Jeff Kilgore, Jeffrey R. Jury, Michael Louis Goldstone
Hearing Site: Houston, TX
| | $0 |
