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FINRA Awards for Andrea Joan Douglas

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0118108/20/2021Claimant(s): Brandon Dabdoub, McKenzee Dabdoub
Claimant Lawyers(s): Lance C. Arney
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Thomas A. Martin, G. Maynard Green, Andrea Joan Douglas
Hearing Site: Houston, TX
Checkmark IconExpungement
15-0073707/25/2016Claimant(s): James J. Flanagan Shipping Corporation
Claimant Lawyers(s): Andrew R. Harvin
Respondent(s): John Labarca, National Securities Corporation
Respondent Lawyers(s): Derek Anderson, John Labarca
Arbitrator(s): Richard F. Dole, Byron G. Hannah, Andrea Joan Douglas
Hearing Site: Houston, TX
Checkmark Icon$504,443
13-0114710/15/2015Claimant(s): Am Le, Bryan Truitt, Darlene Prince, Franz Wagner, Gary Prince, Mark Le, Oranelle Holsch, Ron Dewalt, Ronald Householder, Ronald Miller, Shari Truitt, Thu Le, Annemarie Wagner through Franz Wagner
Claimant Lawyers(s): Chris Bebel
Respondent(s): Edward Basham, Jaime Coronado
Respondent Lawyers(s): Edward Dee Basham, Jaime Xavier Coronado
Arbitrator(s): Sherry R. Wetsch, Andrea Joan Douglas, Amy Lynn Mitchell
Hearing Site: Houston, TX
Checkmark Icon$143,234

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