| 23-03042 | 03/01/2024 | Claimant(s): Michael Dawson
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
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| 23-02777 | 02/29/2024 | Claimant(s): Daryl Allen
Claimant Lawyers(s): Randi Perry Spallina
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
| | |
| 22-02615 | 10/09/2023 | Claimant(s): Stefan Nensala
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie Holder
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
| | |
| 23-01781 | 09/29/2023 | Claimant(s): Nancy Gabany
Claimant Lawyers(s): David I. Hantman
Respondent(s): Comerica Securities
Respondent Lawyers(s): Susan C. Nystrom
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
| | |
| 22-01368 | 11/25/2022 | Claimant(s): Jennifer Scroggins
Claimant Lawyers(s): Lydia R. Zaidman
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Justin Sacca
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
| | |
| 22-01464 | 10/31/2022 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Erin Friel Elmore
Respondent(s): Perry Skudlarczyk
Respondent Lawyers(s): Perry Lee Skudlarczyk
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
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| 22-00235 | 07/25/2022 | Claimant(s): Shawn Bivens
Claimant Lawyers(s): Christopher H Tovar
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Andrew M. DeLucia
Arbitrator(s): G. Maynard Green, Jude A Smith, Christopher Allen
Hearing Site: Houston, TX
| | |
| 20-03694 | 07/14/2022 | Claimant(s): Juan Rodriguez, Myriam Gonzalez
Claimant Lawyers(s): Jeffrey D. Anderson
Respondent(s): Antonio ReynaL Financial LLC, Edward Miller, Financial Resources Group Investment Srv
Respondent Lawyers(s): Jack D. Ballard
Arbitrator(s): G. Maynard Green, Danielle L. Hargrove, Elena Dilorio
Hearing Site: Houston, TX
|  | $2,573,340 |
| 20-03742 | 03/29/2022 | Claimant(s): Melanie Meadows
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): G. Maynard Green, Gwendolyn Canady, Demeita M Johnson
Hearing Site: Houston, TX
| | $0 |
| 21-01233 | 02/15/2022 | Claimant(s): Robert Clevenger Jr.
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
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