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FINRA Awards for Comerica Securities

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0290612/22/2023Claimant(s): Belinda Aucoin
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Comerica Securities, Milkie/Ferguson Investments.
Respondent Lawyers(s): Edward Milkie, Susan C. Nystrom
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
23-0178109/29/2023Claimant(s): Nancy Gabany
Claimant Lawyers(s): David I. Hantman
Respondent(s): Comerica Securities
Respondent Lawyers(s): Susan C. Nystrom
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
21-0280108/31/2022Claimant(s): Trevor Siani
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Comerica Securities
Respondent Lawyers(s): John P. Kincade
Arbitrator(s): Robert E. Jenks
Hearing Site: San Diego, CA
18-0283905/13/2019Claimant(s): Marissa Zalay
Claimant Lawyers(s): E. LeBron Free
Respondent(s): UBS Financial Services Inc., Michael Cowan, Comerica Securities
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Darryl C. Wilson, Martin M. Van Luven, Oliver J. Janney
Hearing Site: Tampa, FL
Checkmark IconDismissed by Rule 12206/12504
10-0170802/15/2011Claimant(s): Joseph Rich, Lenore Rich
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Dan Barish, Comerica Securities
Respondent Lawyers(s): Michael C. Simoni
Arbitrator(s): Michael J. Meeusen, Steven R. Briggs, Mayra Adela Rodriguez
Hearing Site: Detroit, MI
Checkmark Icon$0

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