| 22-00090 | 08/29/2024 | Claimant(s): International Assets Advisory, International Assets Investment Mgmt LLC
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Jacob Jansen
Respondent Lawyers(s): Joseph B. Alonso
Arbitrator(s): Michael J. Meeusen, Thomas J. Gmeinder, James Martell Martin
Hearing Site: Minneapolis, MN
| | |
| 23-02419 | 03/06/2024 | Claimant(s): Ronald Martin
Claimant Lawyers(s): David B. Cosgrove
Respondent(s): OSAIC Wealth
Respondent Lawyers(s): Greg Curley
Arbitrator(s): Michael J. Meeusen
Hearing Site: St. Louis, MO
| | |
| 20-01090 | 11/07/2023 | Claimant(s): Olga Gorodetsky, Yuri Gorodetsky
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Garry T. Stevens
Arbitrator(s): Michael J. Meeusen, Joan M. Esserman, Mary Carmen Fontana
Hearing Site: St. Louis, MO
|  | $135,678 |
| 22-02406 | 08/29/2023 | Claimant(s): Michael Madison
Claimant Lawyers(s): Michael Rashad Madison
Respondent(s): Cash App Investing LLC
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Patrick R. Sughroue, Michael J. Meeusen, Timothy Guerriero
Hearing Site: Detroit, MI
| | Dismissed by Rule 12504 |
| 22-01649 | 02/16/2023 | Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): James V. Noblett
Respondent(s): Frank Weiss
Respondent Lawyers(s): Frank Corey Weiss
Arbitrator(s): Michael J. Meeusen
Hearing Site: Syracuse, NY
| | |
| 22-01301 | 10/14/2022 | Claimant(s): Paul Carnahan
Claimant Lawyers(s): Paul Michael Carnahan
Respondent(s): Securian Financial Services.
Respondent Lawyers(s): Jared K. Levy
Arbitrator(s): Michael J. Meeusen
Hearing Site: Detroit, MI
| | |
| 19-02809 | 05/10/2022 | Claimant(s): William Metheny
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): Michael J. Meeusen, Joshua Eric Lubatkin, Christopher Allen
Hearing Site: St. Louis, MO
| | Expungement |
| 21-01678 | 11/19/2021 | Claimant(s): John Smith
Claimant Lawyers(s): John E. Smith
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Michael J. Meeusen
Hearing Site: Louisville, KY
| | $0 |
| 18-03854 | 11/15/2021 | Claimant(s): Mary Shea, Patrick Shea
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): COR Clearing.
Respondent Lawyers(s): Carl S. Burkhalter
Arbitrator(s): Robert J. Scafuri, Michael J. Meeusen, Michael Jay Buffoni
Hearing Site: Milwaukee, WI
| | $0 |
| 20-01997 | 04/10/2021 | Claimant(s): Glen Ringwall, Mark Manion
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Michael J. Meeusen
Hearing Site: Milwaukee, WI
| | |
