| 23-02401 | 09/27/2024 | Claimant(s): Autrey McAdory
Claimant Lawyers(s): Autrey McAdory
Respondent(s): Cash App Investing LLC
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Thomas P. Valenti, Ira Stephen Epstein, Jessica Gibson
Hearing Site: Milwaukee, WI
|  | Dismissed by Rule 12504(b) |
| 22-02406 | 08/29/2023 | Claimant(s): Michael Madison
Claimant Lawyers(s): Michael Rashad Madison
Respondent(s): Cash App Investing LLC
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Patrick R. Sughroue, Michael J. Meeusen, Timothy Guerriero
Hearing Site: Detroit, MI
| | Dismissed by Rule 12504 |
| 22-00084 | 07/31/2023 | Claimant(s): Eric Garofano, The Advisory and Management Group.
Claimant Lawyers(s): Aaron Israels
Respondent(s): Sean McDevitt
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Michael Harrison, Richard Maurice Robinson, McKinley Perkins
Hearing Site: Los Angeles, CA
| | Expungement |
| 22-02619 | 04/03/2023 | Claimant(s): Jarod Martell
Claimant Lawyers(s): Jarod Martell
Respondent(s): Cash App Investing LLC
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Tracy L. Allen
Hearing Site: Minneapolis, MN
| | $150 |
| 16-00688 | 03/26/2020 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Ghalib Kanji
Respondent Lawyers(s): Joseph M. Lovretovich
Arbitrator(s): W. Alex King, Kendall C. Reed, Mark T Risner
Hearing Site: Los Angeles, CA
| | |
| 16-02244 | 01/21/2020 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Justin McDonald
Respondent Lawyers(s): Joshua A. Cohen
Arbitrator(s): Michael John Florio
Hearing Site: Los Angeles, CA
| | |
| 18-03813 | 11/29/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Richard Frank
Respondent Lawyers(s): Richard Kevin Frank
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | |
| 16-03359 | 09/11/2019 | Claimant(s): Thomas Carney
Claimant Lawyers(s): William R. Lindsley
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Dean J. Dietrich, Mary H. Evans, Ann Elizabeth Sarli
Hearing Site: San Francisco, CA
| | |
| 17-00508 | 03/19/2018 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Jennifer Metcalf
Respondent Lawyers(s): Jennifer Marie Metcalf
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Salt Lake City, UT
| | |
| 16-02369 | 03/05/2018 | Claimant(s): Ann Ellingson, Ann B. Ellingson IRA Accounts, Ellingson Family Partners Business Trust
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Neil S. Jasper, Michael M. Hachigian, Mark Thomas Risner
Hearing Site: Los Angeles, CA
| | Expungement |
