Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-03359 | 09/11/2019 | Claimant(s): Thomas Carney Claimant Lawyers(s): William R. Lindsley Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kevin J. Woods Arbitrator(s): Dean J. Dietrich, Mary H. Evans, Ann Elizabeth Sarli Hearing Site: San Francisco, CA | ||
| 13-03758 | 08/06/2015 | Claimant(s): Alexander Walbridge Rumpf, Nancy Cornell Rumpf, Samuel Thayer Rumpf Claimant Lawyers(s): William R. Lindsley Respondent(s): Carter Smith, Jeffrey Catlin, Jeffrey Smith, UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jeffrey M. Bain, Harvey Michael Rosenberg, Robert H. Baker Hearing Site: Cleveland, OH |  | Expungement |
| 05-06450 | 12/07/2007 | Claimant(s): Ronald Goldman Claimant Lawyers(s): William R. Lindsley Respondent(s): Wachovia Securities, Terry Chase Respondent Lawyers(s): G. Thomas Fleming, Sheryl Skibbie Arbitrator(s): Donald S. Simons, Robert S. Fash, Robert E. Jenks Hearing Site: Los Angeles, CA |