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FINRA Awards for Thomas Carney

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0335909/11/2019Claimant(s): Thomas Carney
Claimant Lawyers(s): William R. Lindsley
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Dean J. Dietrich, Mary H. Evans, Ann Elizabeth Sarli
Hearing Site: San Francisco, CA
15-0045509/09/2015Claimant(s): Thomas Carney
Claimant Lawyers(s): Thomas R. Carney
Respondent(s): John Zimmer
Respondent Lawyers(s): Cheryl Harris
Arbitrator(s): Ronald J. Colombo
Hearing Site: Newark, NJ
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