| 23-00833 | 12/06/2023 | Claimant(s): Apex Clearing Corporation
Claimant Lawyers(s): Jonathan D. Neerman
Respondent(s): Hui Zou
Respondent Lawyers(s): Hui Zou
Arbitrator(s): Keely D. Parr, Ronald J. Colombo
Hearing Site: New York, NY
|  | $0 |
| 15-02044 | 07/26/2019 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Christopher Caputo
Respondent Lawyers(s): Timothy W. Bergin
Arbitrator(s): Paul Allan Massaro, Ronald J. Colombo, Jay Alan Kranis
Hearing Site: Newark, NJ
| | |
| 15-01346 | 06/15/2017 | Claimant(s): Edward Hartman
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Justin J. DeCamp
Arbitrator(s): Oliver Wayne Williams, Edward W. Morris, Ronald J. Colombo
Hearing Site: New York, NY
| | |
| 12-04285 | 03/24/2016 | Claimant(s): Borislaw Kolev
Claimant Lawyers(s): Kristin Gallagher
Respondent(s): Deustsche Bank Securities.
Respondent Lawyers(s): Karen M. Steel
Arbitrator(s): Cheryl Feldman, Ronald J. Colombo, Herbert Sue
Hearing Site: New York, NY
| | |
| 14-01741 | 01/07/2016 | Claimant(s): Crosstown Plumbing Supply.
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Howard W. Hirschhorn, Edward W. Morris, Ronald J. Colombo
Hearing Site: Newark, NJ
| | $346,881 |
| 15-00718 | 10/08/2015 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Francis M. Curran
Respondent(s): Jeff Snyder
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Ronald J. Colombo
Hearing Site: New York, NY
| | |
| 15-00455 | 09/09/2015 | Claimant(s): Thomas Carney
Claimant Lawyers(s): Thomas R. Carney
Respondent(s): John Zimmer
Respondent Lawyers(s): Cheryl Harris
Arbitrator(s): Ronald J. Colombo
Hearing Site: Newark, NJ
| | $25 |
| 13-01450 | 07/09/2015 | Claimant(s): Laidlaw Biopower, Laidlaw Energy Group.
Claimant Lawyers(s): Michael B. Bartoszek
Respondent(s): Richard Buhr, Chatsworth Securities
Respondent Lawyers(s): Kevin T. Hoffman
Arbitrator(s): William G. Binckes, Robert A. Cohen, Ronald J. Colombo
Hearing Site: New York, NY
| | $0 |
| 12-04071 | 12/30/2014 | Claimant(s): Morris Barkey
Claimant Lawyers(s): Larry Dub
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Michael T. Curley, Lise Gabrielle Hunter, Ronald J. Colombo
Hearing Site: New York, NY
| | $0 |
| 14-01148 | 11/06/2014 | Claimant(s): Jesse Ostrow
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Ronald J. Colombo
Hearing Site: New York, NY
| | $213 |
