FINRA Awards for Francis M. Curran

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Displaying 7 out of 7 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-00718	10/08/2015	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Francis M. Curran Respondent(s): Jeff Snyder Respondent Lawyers(s): Brett D. Zinner Arbitrator(s): Ronald J. Colombo Hearing Site: New York, NY
14-01923	04/08/2015	Claimant(s): Kenneth S. Aitken Jr., Natalie Aitken Claimant Lawyers(s): Bradley D. Schnur Respondent(s): Anthony Salamone, Bruce Guarino, Glen Stifelman, Kenneth Severinsen, Kevin Sheehan, Rockwell Global Capital LLC Respondent Lawyers(s): Anthony Patrick Salamone, Francis M. Curran, Kenneth Lee Severinsen, Robert M. Bursky Arbitrator(s): Robert N. Leitch Hearing Site: Atlanta, GA		$26,384
13-03044	11/20/2014	Claimant(s): UBS Financial Services Inc., UBS AG Claimant Lawyers(s): Michael W. Starr Respondent(s): Terence Reynolds Respondent Lawyers(s): Francis M. Curran Arbitrator(s): Arthur S. Joseph, Joseph I. Liebman, Ernesto Jose Mejer Hearing Site: New York, NY
13-02032	02/19/2014	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Francis M. Curran Respondent(s): Matthew Critelli Respondent Lawyers(s): Matthew Thomas Critelli Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY
12-02732	01/31/2013	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Francis M. Curran Respondent(s): Nathan Gainer Respondent Lawyers(s): Nathan Edward Gainer Arbitrator(s): Harold I. Geringer Hearing Site: New York, NY
11-01075	11/14/2012	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Francis M. Curran Respondent(s): Dean Kajouras, Douglas Bockmiller, John Lowry, Vincent Bruno, William Johnson Respondent Lawyers(s): Francis M. Curran, Richard Sacks, William M. Johnson Arbitrator(s): Mitchell S. Ostwald Hearing Site: San Francisco, CA		$0
07-03116	12/05/2008	Claimant(s): Janice Owen Claimant Lawyers(s): Jeffrey P. Coleman Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Francis M. Curran Arbitrator(s): John P. Cullem, Oscar W. Carlson, David M. Snyder Hearing Site: Clearwater, FL		$34,632